The Executive Compliance Committee is comprised of senior members of the University’s management team. The committee assists internal audit and the chief compliance officer in determining priorities, reviewing the internal audit/compliance plans and ensuring that both follow-up to internal audit/compliance reports occurs and appropriate disciplinary action is taken when violations arise.

The committee meets monthly.

Committee Members

Mark Burstein
Executive Vice President, chair

Carolyn Ainslie
Vice President for Finance and Treasurer

David Dobkin
Dean of the Faculty

Robert Durkee
Vice President and Secretary

Peter McDonough
General Counsel and Assistant Secretary

Nilu Shroff
Chief Audit and Compliance Officer

A.J. Stewart Smith
Dean of Research; Class of 1909 Professor of Physics; Chair, University Research Board; Chair, Conflict of Interest in Research Review Panel

Lianne Sullivan-Crowley
Vice President for Human Resources

Ara Tucker
Associate Director for Academic and Administrative Planning

Treby Williams
Executive Director for Planning and Administration
Office of the Executive Vice President

• Questions?