Policy Section: Leaves of Absence
Policy Number and Title: 3.20 Short-term Disability Policy
Applicable to: All Employees
Effective Date: September 1, 2005

POLICY STATEMENT

The Princeton University Short-term Disability benefit provides income protection in the event of a short-term, or temporary, disability where the injury or illness is not work-related. The policy is administered by the Office of Human Resources.

EFFECTIVE DATE

The Princeton University Short-term Disability policy is effective September 1, 2005.

APPLICATION OF THIS POLICY

The Princeton University Short-term Disability policy applies to staff and Dean of Faculty employees[1] who are unable to work because of a continuing medically certified illness or injury that is not work-related.

SHORT-TERM DISABILITY PAY

The Princeton University Short-term Disability program is established in accordance with the Temporary Disability Law of the State of New Jersey and the federal Family Medical Leave Act (FMLA).

·         For all eligible regular full-time or part-time employees, the University supplements the New Jersey Temporary Disability rate to full base salary for up to a maximum of 26 weeks for any one period of disability.

·         Probationary and casual employees may be eligible for the minimum legal benefit as defined under the New Jersey State statute. Positions are not held for probationary and temporary employees.

·         Employees who are members of a union may be paid according to a different schedule and/or rate. Supervisors should consult the applicable contract to determine the appropriate short-term disability rate.

ELIGIBILITY CRITERIA

To be eligible for a short-term, or temporary,  disability leave the following basic criteria must be met:

1.      the employee must be unable to perform his or her regular job or any work appropriate to the disability that may be offered;

2.      the employee must be disabled for at least eight (8) full consecutive calendar days as certified by a licensed health care provider;

3.      the employee must be under the care of a licensed health care provider who certifies that the employee is unable to work;

4.      the employee must complete and submit the short-term disability application to the Office of Employee Health; and

5.      the disability medical certificate furnished by the employee must be acceptable to the Office of Employee Health.

The University reserves the right to:

a) confer with the employee’s attending health care provider;

b) have the employee examined by the Office of Employee Health;

c)  have the employee referred by the Office of Employee Health for an Independent Medical Examination (IME) or a Functional Capacity Examination (FCE) by a health care provider designated by the Office of Employee Health or for a medical case management review by a designated third party provider;

c) assign the employee to a temporary position (or light duty) appropriate to the disability.

The University has the final responsibility for determining employee eligibility for short-term disability benefits.

CONFIDENTIALITY OF RECORDS

In all cases, the Office of Employee Health and Human Resources works with the supervisor and the employee to ensure that appropriate procedures are followed while maintaining the confidentiality of the employee's medical information.

The supervisor and Human Resources should not find it necessary to inquire about the employee’s underlying medical condition or diagnosis, nor is it necessary for the employee to share such information with Human Resources or the supervisor. Rather, the supervisor and Human Resources need only communicate with the employee about the employee’s ability to perform the job duties or plans to return to work.

The employee is required to discuss the anticipated period of absence and plans to return to work with the supervisor or Human Resources.

ROLES, RESPONSIBILITIES AND PROCEDURES

Introduction (1) Employees, (2) their health care providers, (3) department supervisors, (4) the Office of Employee Health, and (5) Human Resources are jointly responsible for ensuring that the required paperwork is processed in a timely manner so that there is continuation of appropriate salary. Each party plays a critical role to ensure that benefits are processed accurately, timely, equitably, confidentially, and in accordance with established medical and statutory guidelines.
   
EMPLOYEES
Notification and Application Notify supervisors of their absence from work due to a medical condition as soon as possible.

Complete the short-term disability application and return to the Office of Employee Health promptly and by no later than 3 weeks from the onset of the disability.

   
Medical Certificate

Sign the medical certificate and give to health care providers for completion.

Follow up with health care providers and/or third party providers, if appropriate, and ensure that they submit all required medical certificates to the Office of Employee Health promptly and throughout the disability period.[2]

   
Update and Return to Work Communication

Keep supervisors informed on a regular basis of the expected date of return to work.

At no time should employees feel required to discuss the underlying medical condition with their  supervisors or Human Resources.

   
Return to work Prior to returning to work, employees must schedule an appointment and present their medical certificates to the Office of Employee Health.  

If employees return and are then absent from work with the same short-term disability within 14 consecutive days of return, the absences from the workplace are counted as the same or continuing disability.

   
Temporary Restriction (including “light duty”) When the employee’s medical provider identifies temporary work restrictions which the supervisor reasonably can accommodate or provide a “light duty” assignment that the employee medically is able to do, the employee must accept the offer.
   
Permanent Restriction (i.e. accommodation for handicap/disability)

When the employee’s medical condition requires a permanent restriction, the employee should request accommodation, if necessary, and engage in a good faith interactive conversation with Human Resources, the supervisor, and the Office of Employee Health to assess and determine whether:

1.       the employee can fulfill the essential job requirements with or without restrictions and

2.       there are reasonable accommodations that would permit the employee to perform the essential functions of the job.

SUPERVISORS
Forms Required

Promptly send employees the required forms or refer the employees to the HR website for form retrieval.

Advise employees of procedures to be followed.

   
Temporary Replacement Confer with Human Resources and/or Budget Office on temporary replacement, as necessary.
   
Charging Time

Ensure appropriate charging of time[3], and if eligible, charge time to federal FMLA leave (see 3.31 Family and Medical Leave Policy).

Advise employees about how time will be charged.

   
Communication During the Disability Leave

Maintain contact with the employee, and, as necessary, Human Resources and the Office of Employee Health during the disability period to ensure:

1.   appropriate planning for coverage of the employee's area of responsibility and

2.   that the employee has returned the application form and medical certificate.

Supervisors should focus their communications on the employee’s ability to perform the job duties or plans to return to work, rather than on the employee’s underlying medical condition or diagnosis.

   
Return to Work

Confer with the Office of Employee Health and Human Resources, as necessary, to determine whether light duty work is available and to plan for the employee’s return to work.

Provide information about the job duties to the Office of Employee Health when Independent Medical Examinations (IMEs), Functional Capacity Examinations (FCEs) or medical case management reviews by a designated third party provider  are needed.

   
Temporary Restriction (including “light duty”) When the employee’s medical provider identifies temporary work restrictions, the supervisor should determine whether or not they can be accommodated, or, alternatively they can provide a “light duty” assignment that the employee medically is able to do. In either case, the employee must accept the offer.
   
Permanent Restriction (i.e. accommodation for handicap/disability)

If the employee’s medical condition requires a permanent restriction(s) and the employee requests a permanent accommodation, the supervisor should engage in a good faith interactive conversation with the employee, Human Resources, and the Office of Employee Health to assess and determine whether:

1.       the employee can fulfill the essential job requirements with or without modifications and

2.      there are reasonable accommodations that would permit the employee to perform the essential functions of the job.

OFFICE OF EMPLOYEE HEALTH
Review and Approval of Medical Information Reviews and maintains confidential medical certificates and information received from health care providers.

Notifies supervisors and Human Resources that the short-term disability leave has been approved.

Arranges for Independent Medical Examinations (IMEs), Functional Capacity Examinations (FCEs) and/or third party medical case management reviews, as necessary.

Follows up with employees or health care providers for additional information or clarification, as needed.

Determines and inform Human Resources about the frequency required for employees to submit medical certificates from their health care providers.

   
Communication with Employee Maintains contact with employees as necessary regarding medical condition and return to work dates.
   
Communication with Human Resources Confers with Human Resources and the supervisor, as necessary, regarding the employee's ability to return to work and assume the duties of the job or whether any work appropriate to the disability is available, with or without restrictions or modifications.
   
Third Party Medical Review Makes referrals and coordinates Independent Medical Examinations, Functional Capacity Examinations and/or third party medical case management reviews.
   
Return to Work

Works with employees, the supervisor and Human Resources to clarify temporary and/or permanent work restrictions.

Notifies supervisor and Human Resources of return to work dates.

Completes Return to Work form, noting restrictions where applicable.

HUMAN RESOURCES
Policy and Procedure Oversight

Works with employees and managers to ensure that correct policies and procedures are applied.

May authorize withholding salary and/or disciplinary action, if proper documentation is not received.

   
Data Entry Coordinates dates with the Office of Employee Health to ensure employee's PeopleSoft record accurately reflects status.
   
Communication

Sends letters to employees and their supervisors to confirm approval of the short-term disability leave of absence.

Contacts employees, typically in writing, when the Office of Employee Health has not received the employees’ medical certificates.

Sends follow-up letters to employees and their supervisors, as needed, to request additional medical certificates and/or to confirm the return to work date provided by the employee’s licensed health care providers.

   
Coordination Regarding Return to Work May work with employees and managers to facilitate the employee's return to work. In cases that involve temporary restrictions (including light duty),  permanent restrictions (accommodations for a disability or handicap) or long term disability, Human Resources functions as a liaison to other offices to facilitate the process.

RETURNING TO WORK WITH LIMITATIONS

Transitional Reduced Duty Time In some circumstances, an employee’s medical provider may recommend that the employee’s ability to return to work and assume all of the essential functions of the job will be facilitated by having a graduated duty time schedule and/or altered work assignment over the first few weeks.   In these cases, the Office of Employee Health verifies the information with the medical provider and confers with the employee's supervisor and Human Resources regarding these restrictions.

If the transitional period exceeds four-weeks, the supervisor must have the employee charge the time not worked to unused sporadic time, unused accrued vacation, optional holidays, compelling reason time, or leave without pay.

   
Transitional Temporary Work Restrictions In other circumstances, an employee’s medical provider may suggest that the employee’s ability to return to work to assume all of the essential functions of the job will require transitional work restrictions[4].  In these situations which will be handled on a case-by-case basis and reviewed by the Office of Employee Health in consultation with the supervisor, the health care provider must indicate that employee’s medical status is expected to improve within a predictable and/or relatively short period of time so that the employee is able to perform all the essential functions of the job.
   
Permanent Work Restrictions (accommodations for handicaps and disabilities)

If an employee requires work restrictions of an extended duration or modification of his or her job functions, the situation will be treated as an accommodation request under state and federal disability law, and Human Resources, the supervisor, and the Office of Employee Health, in consultation with the Provost’s Office and the Office of General Counsel, as necessary, will enter into a good faith interactive discussion with the employee to assess and determine whether

1.   the employee can fulfill the essential job requirements with or without modifications and

2.   there are reasonable accommodations that would permit the employee to perform the essential functions of the job.

If the request cannot be accommodated, the employee either may be assigned to other duties within the department or the employee may remain on short-term disability up to the maximum of 26 weeks. These accommodations may be reviewed by the Office of Employee Health as needed.

OTHER CONSIDERATIONS

Unused Disability Leave Unused short-term disability leave may not be accumulated, carried forward or aggregated with disability leave in the next anniversary year.
   
Regular part time or full time 9, 10, 11-month employees

If the disability begins within 14 days of the start of the regular 9, 10 or 11-month pay cycle or within 14 days of the last day worked prior to an unpaid leave of absence, the disability benefit is paid by Princeton University's Short-term Disability Plan.

 

If the disability begins before or after the 14-day period, the employee is eligible to apply for benefits. The benefit paid is based on the New Jersey State benefit formula.

   
Vacation Vacation time is not accrued during a Short-term Disability leave of absence nor credited upon employees’ return to work.
   
Family and Medical Leave Act (FMLA) Time absent from the workplace because of a documented short-term disability is also counted as time taken under the federal Family and Medical Leave Act (FMLA). For eligibility information, see Policy 3.31 Family and Medical Leave.
   
Holding Employees’ Positions

The federal Family Medical Leave Act (FMLA) requires the University to hold most positions for a period of 12 weeks with unpaid leave. However, subject to the exceptions noted below, the University will make every effort to hold a position for up to 26 weeks for a regular employee who is absent from the workplace because of a short-term disability. (Positions are not held for probationary or temporary employees.)

 

Supervisors may employ a variety of strategies, such as the hiring of temporary replacements or casual employees and temporary reassignment of duties to other staff members to ensure that the department can continue to operate effectively while the employee is absent.

 

Supervisors must consult with Human Resources prior to attempting to replace the employee. With approval of Human Resources, employees who have a prolonged disability may be replaced if:

1.   the medical prognosis, by an authorizing health care provider, indicates that the employee's condition will not improve sufficiently within the 26 week period to allow the person to return to work and be able to perform the essential duties of the position; and/or

2.   the supervisor can clearly demonstrate that the continuing absence seriously interferes with the effective operation of the workplace.

   
Disability Beyond 26 Weeks When an employee is disabled beyond 26 weeks, that is, the health care provider and/or the Office of Employee Health cannot certify that the employee is able to return to normal duty within 26 weeks, the short-term disability leave ends.
   
Long Term Disability If, after 3 months, the employee’s health care provider indicates that the employee’s short-term disability leave may extend beyond 26 weeks, information regarding the University's Long-Term Disability Insurance plan will be sent to the employee. 

Employees who cannot return to the workplace after 26 weeks are placed on a transitional unpaid leave of absence (normally 30 days, subject to extension), pending review and possible approval under the University's Long-Term Disability Insurance plan.

Employees who are not approved for long term disability and who cannot perform the essential functions of their job, will have their employment terminated. Employees who have their employment terminated are not eligible for severance pay.  (See 4.04 Benefits at Termination for additional information.)

   
Poor Attendance Due to Multiple Short-term Disabilities When an employee has a record of poor attendance because of multiple temporary disabilities, the employee may be replaced based on the business needs of the office. Such instances are reviewed on a case-by-case basis and supervisors must consult with Human Resources before replacing the employee. (See 5.26 Absence from the Workplace.)
   
Determination of Eligibility The University has responsibility for determining employee eligibility for short-term disability.
   
Right of Appeal If the Office of Employee Health denies an employee's claim for short-term disability, the employee has the right to appeal the decision in accordance with New Jersey Temporary Disability Law. The notice of denial and the procedure for filing an appeal of the denial is provided in writing to the employee by the Office of Employee Health at the time the decision to deny benefits is made and may also be found at:  www.state.nj.us/labor/tdi/privappeal.html.
   

CONTACTS

Office of Human Resources

(609) 258-3300

www.princeton.edu/hr

hr@princeton.edu

   
Office of Employee Health

(609) 258- 5035

www.princeton.edu/uhs/fs_employee_health.html

   
Office of the Dean of the Faculty

www.princeton.edu/dof

(609) 258-3156

(609) 258-3096

   
RELATED DOCUMENTS
Application for Temporary Benefits and Medical Certificate www.princeton.edu/hr/ben/tdapp.PDF
   
FMLA Policy

Family and Medical Leave 3.31

www.princeton.edu/hr/policies/leaves/331.htm

   
Other Policies

Vacation 3.18

www.princeton.edu/hr/policies/leaves/318.htm

Sporadic Absence 3.16

www.princeton.edu/hr/policies/leaves/316.htm

Absence From the Workplace 5.26

www.princeton.edu/hr/policies/conditions/526.htm

   
Other Information

Short-term Disability Homepage

www.princeton.edu/hr/ben/tdhome.htm

Short-term Disability Process

www.princeton.edu/hr/ben/tdprocess.htm

Short-term Disability Q & A

www.princeton.edu/hr/ben/tempdis.htm

Short-term Disability (Maternity)

www.princeton.edu/hr/ben/maternty.htm

How to Record Short-term Disability in the Time Collection System

http://helpdesk.princeton.edu/kb/display.plx?id=9157

Return to Work Evaluation

www.princeton.edu/uhs/fs_ehs_return_to_work.html

 

Long Term Disability

http://web.princeton.edu/sites/TreasurersOffice/RiskManagement/
healthguidelines.html

www.princeton.edu/hr/ben/ltd.htm

 

 

[1] Although DOF employees generally are eligible for short-term disability benefits, as described in this policy, DOF employees should consult with the Office of the Dean of the Faculty for more specific details.

[2] Employees who do not submit appropriate documentation by the end of the third week of absence or at any subsequent time throughout the period of disability may be subject to discipline up to and including termination and may result in the denial of disability pay to the employee.

[3] Unless appropriate documentation is submitted to support their application for short-term disability leave, employees will have their time out of the workplace charged, with supervisory approval, to sporadic absence time, vacation time or leave of absence without pay until documentation from the health care provider has been received, reviewed and approved.

[4] Temporary transition restrictions typically end within 60 days or less.


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From the:
Policy and Procedure Manual
Office of Human Resources
Princeton University
Last Updated:
09/05/06