U.S. Securities and Exchange Commission

related topics
{law, state, case}
{company, market, business}
{work, book, publish}
{government, party, election}
{school, student, university}
{service, military, aircraft}
{theory, work, human}

The U.S. Securities and Exchange Commission (frequently abbreviated SEC) is a federal agency[1] which holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the 1934 Act that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC was created by section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the 1934 Act).


Commission members

The Securities and Exchange Commission has five Commissioners who are appointed by the President of the United States with the advice and consent of the Senate. No more than three can be from a single political party. Each commissioner serves a five-year term, which are staggered so that one commissioner's term ends on June 5 of each year. Currently the SEC commissioners are chairman Mary L. Schapiro (D), Kathleen L. Casey (R), Elisse B. Walter (D), Luis A. Aguilar (D) and Troy A. Paredes (R).[2]

Full article ▸

related documents
North American Free Trade Agreement
Product liability
Trade secret
Board of directors
Labour law
Sherman Antitrust Act
United States Microsoft antitrust case
Bhopal disaster
Federal Communications Commission
Corporate personhood debate
American Civil Liberties Union
Statute of limitations
Personal jurisdiction (United States)
Will (law)
Kenneth Starr
Racketeer Influenced and Corrupt Organizations Act
James Randi Educational Foundation
Victimless crime
Romer v. Evans
Property law
Australian Secret Intelligence Service
Right of self-defense
Tom Denning, Baron Denning
Taft–Hartley Act
Pequaywan Township, St. Louis County, Minnesota
Defense of Marriage Act
M'Naghten Rules