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Advances in the Study of Behavior 2003 32, 1-75.

Self-organization and collective behavior in vertebrates

Iain D. Couzin1,3 & Jens Krause2

1Department of Ecology and Evolutionary Biology, Princeton University, Princeton, NJ 08544, USA.
2Centre for Biodiversity and Conservation, School of Biology, University of Leeds, Leeds, LS2 9JT, UK.
3Author to whom correspondence should be addressed.


1.1 Overview

As a ripple of light the fish turn. Like some animate fluid, the school glides and turns again. The synchrony of motion is captivating. A similar integration of behavior can be seen in a bird flock, where the volume and shape of the group changes as it turns and arcs overhead, and yet the aggregate remains cohesive. Many group-living vertebrates exhibit complex, and coordinated, spatio-temporal patterns, from the motion of fish and birds, to migrating herds of social ungulates and patterns of traffic flow in human crowds.

The common property of these apparently unrelated biological phenomena, is that of inter-individual interaction, by which individuals can influence the behavior of other group members. It is on how these interactions result in the collective behaviors of vertebrate animal groups that we focus on here. Specifically, we consider systems in which insights from self-organization theory have been useful in improving our understanding of the underlying mechanics. Self-organization theory suggests that much of complex group behavior may be coordinated by relatively simple interactions among the members of the group. Following this theory, the form, and therefore often the function, of the collective structure is encoded in generative behavioral rules. Self-organization has recently been defined as “a process in which pattern at the global level of a system emerges solely from numerous interactions among the lower-level components of a system. Moreover, the rules specifying interactions among the system’s components are executed using only local information, without reference to the global pattern” (Camazine et al., 2001). It should be noted that often in nature, pattern-forming processes may not strictly conform to this classification: in some instances, such as animal migration, individuals may modify their local (self-organizing) interactions with others with reference to global information, such as a general desire to move in a certain direction. This type of system therefore self-organizes within the context of global cues.

In recent years there has been an expanding interest in pattern formation in biological systems (Gerhard & Kirshner, 1997; Maini & Othmer, 2000; Camazine et al., 2001). The field of pattern formation covers a wide range of areas, including attempting to explain fetal development (Keynes & Stern, 1998), patterns on the coats of mammals (Murray, 1981), the structure of social insect nests (Theraulaz & Bonabeau, 1995), and the collective swarms of bacteria (Ben-Jacob et al., 1994), army ants (Deneubourg et al., 1989) and locusts (Collett et al., 1998). In particular there is a growing interest in the relationship between individual and population-level properties. A fundamental question is how large-scale patterns are generated by the actions and interactions of the individual components. Despite the importance of understanding group dynamics for ecological processes (Levin, 1999), many collective behaviors are still only qualitatively understood. Here we will review progress in a newly emerging field, that of applying self-organization theory to mobile vertebrate groups composed of many interacting individuals (such as bird flocks, ungulate herds, fish schools, and human crowds) in an attempt to improve our understanding of underlying organizational principles.




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